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Capitol Securities

A Comprehensive Investment and Brokerage
Firm Based in Richmond, Virginia 

Richmond, Virginia, United States

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About Capitol Securities


A comprehensive investment and brokerage firm based in Richmond, Virginia, Capitol Securities has provided solid financial advice to clients for more than 25 years. With offices in several locations in Massachusetts, New York, New Jersey, Maryland, Virginia, North Carolina, South Carolina, Florida, and the District of Columbia, Capitol Securities serves about 15,000 clients with assets of more than $3 billion. More than 170 fulltime staffers at the firm dedicate their time to maximizing returns on clients’ investments. Investment professionals at Capitol Securities advise clients on a variety of securities, including bonds, stocks, mutual funds, retirement funds, and treasury notes, as well as financial management and planning. 

Capitol Securities has enjoyed success despite the turbulent economy of the past few years. In both 2007 and 2008, the company announced that it achieved record growth. In 2007, customer assets surged to more than $2 billion, a more-than-100-percent increase over the previous year. In 2008, Capitol Securities reported another outstanding year after earning the highest gross revenues in its history. Continuing its growth in 2009, Capitol Securities absorbed Hawthorne Securities and its advisors and principals. Hawthorne Securities was the eighth independent broker dealer to merge with the firm. 

In addition, Capitol Securities has aggressively recruited talented advisors and executives over the years. As part of its strategy to become a regional powerhouse, Capitol Securities has attracted notable financial players such as Steven Marascia, who joined the firm as Director of Research in 2009; John H. Goldsmith, who became a member of the firm’s Board of Directors in 2009; Kent Engelke, chosen as Chief Economic Strategist in 2008; and Lia Goff, selected as Chief Financial Officer in 2008. 

A member of the Securities Investor Protection Corporation and the Financial Industry Regulatory Authority, Inc. (FINRA), Capitol Securities adheres to the highest standards of brokerage and financial management. Adhering to its philosophy of taking a balanced approach to investing, Capitol Securities strives to assist clients in making the right wealth management decisions.


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