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A and F Financial Securities

Full service investment firm

6901 Jericho Turnpike, Suite 217, Syosset, New York, 11791,
United States

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A and F Financial Securities - A&F Financial Securities is a full service investment firm, which cares about the security of its clients' accounts. Founded in 1998, the company is led by a management team with combined experience in the securities industry that exceeds 40 years. A&F Financial Securities has its headquarters in Syosset, New York, and has branch offices in Mt. Dora, Florida, and Smithtown, New York.

A&F Financial Securities offers investors the reassurance of a business continuity plan, which details how the company will respond to events that disrupt business. The purpose of such a plan is to make sure the clients' assets are secure in the event of unforeseeable problems and to allow the company to resume business afterwards as quickly as possible. The company contracts with two clearing firms to back up financial records. These firms are located in different geographic locations. If a disaster occurs, these firms will complete transactions, and accept new transactions as well as payments in a reasonable amount of time. This amount of time will depend on whether an emergency is local, regional, or national, and if it affects only the company or the wider financial industry.

A&F Financial Securities is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). Clients receive protection of the securities in their accounts up to half a million dollars. The firm also provides excess SIPC coverage on accounts that are carried by Legent Clearing, one of the company’s clearing firm. This coverage is up to $25 million on each account. More information on investing with the company is located at AFFinancial.com.

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A and F Financial Securities - phone number 877-783-3838
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